The Bank of London Group Limited

• Principal Place of Business

  77 Cornhill

  London

  EC3V 3QQ

  UNITED KINGDOM

  Phone

  +4402071775555

  Web

  https://www.bankoflondon.com

• Complaints Contact

  77 Cornhill

  London

  EC3V 3QQ

  UNITED KINGDOM

  Phone

  +4402071775555

• Bank Deposits

  For All, Deposit

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Simon Matthew Robertshaw

  IRN SXR00484

  • SMF24 Chief Operations (5 Aug 2022 to 2 May 2023)
• Simon Richard Walker

  IRN SXW00459

  • SMF10 Chair of the Risk Committee (since 26 Feb 2025)
• Stephen John Bell

  IRN SJB01545

  • SMF4 Chief Risk (23 Jun 2022 to 3 Sep 2024)
  • SMF16 Compliance Oversight (1 Dec 2021 to 4 Aug 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (1 Dec 2021 to 3 Sep 2024)
• Tam Holmes

  IRN TXH00462

  • [FCA CF] Client dealing (18 Apr 2024 to 30 May 2025)
  • [FCA CF] Material risk taker (18 Apr 2024 to 30 May 2025)
  • [PRA CF] Key function holder (18 Apr 2024 to 30 May 2025)
  • [PRA CF] Managing a material risk taker (18 Apr 2024 to 30 May 2025)
  • [PRA CF] Significant risk taker or Material risk taker (18 Apr 2024 to 30 May 2025)
  • [FCA CF] Manager of certification employee (18 Apr 2024 to 30 May 2025)
• Thomas Paul Howie

  IRN TXH00026

  • SMF3 Executive Director (since 9 Feb 2026)
• Vania Jussara da Silva Almeida

  IRN VXD00069

  • SMF18 Other Overall Responsibility (4 Aug 2022 to 14 Oct 2024)
• Victoria Genevieve Raffé

  IRN VGR01005

  • SMF10 Chair of the Risk Committee (8 Jul 2022 to 30 Oct 2023)
• Vincent Joseph McCaughey

  IRN VXM00187

  • [FCA CF] Material risk taker (14 Mar 2022 to 24 Jul 2024)
  • [PRA CF] Significant risk taker or Material risk taker (14 Mar 2022 to 24 Jul 2024)
  • [FCA CF] Significant management (14 Mar 2022 to 24 Jul 2024)
• Vincent Remy Pierre Francois

  IRN VRF00004

  • SMF5 Head of Internal Audit (since 31 Aug 2022)
• William Eddy Bill Dennings III

  IRN WXD00047

  • SMF24 Chief Operations (7 Oct 2021 to 5 Aug 2022)

No changes recorded yet.