Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF5 Head of Internal Audit (since 31 Aug 2022)
  • Societe Generale (no longer approved here)

    FRN 124866

    • SMF5 Head of Internal Audit (24 Mar 2021 to 13 May 2022)
    • CF29 Significant management (13 Mar 2009 to 6 Mar 2016)
    • CF28 Systems and controls (1 Nov 2007 to 13 Mar 2009)
    • CF15 Internal Audit (15 Oct 2007 to 31 Oct 2007)
  • Societe Generale International Limited (no longer approved here)

    FRN 538896

    • SMF5 Head of Internal Audit (9 Dec 2019 to 13 May 2022)
    • CF28 Systems and controls (4 Jun 2015 to 8 Dec 2019)
  • Union Bancaire Privée (UK) Limited (no longer approved here)

    FRN 119250

    • SMF5 Head of Internal Audit (7 Mar 2016 to 13 May 2022)
    • CF28 Systems and controls (18 Jul 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.