Date authorised
7 October 2021
Companies House
12844788
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    77 Cornhill
    London
    EC3V 3QQ
    UNITED KINGDOM
    Phone
    +4402071775555
  • Complaints Contact

    77 Cornhill
    London
    EC3V 3QQ
    UNITED KINGDOM
    Phone
    +4402071775555

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alfred Walter Moeckli

    IRN AXM05743

    • Director of firm who is not a certification employee or a SMF manager (since 30 Sep 2025)
  • Anna Monique Melis

    IRN AXM25836

    • SMF9 Chair of the Governing Body (since 7 May 2025)
    • SMF14 Senior Independent Director (7 May 2025 to 7 May 2025)
    • SMF12 Chair of the Remuneration Committee (7 May 2025 to 7 May 2025)
  • Anthony George Watson

    IRN AXW00457

    • SMF1 Chief Executive (7 Oct 2021 to 3 Sep 2024)
  • Antony Bullman

    IRN AXB71478

    • SMF2 Chief Finance (since 7 Apr 2025)
  • Aristidis Asimakis

    IRN AXA88682

    • SMF4 Chief Risk (since 18 Aug 2025)
  • Benjamin Bradley Tallick

    IRN BXT00430

    • SMF17 Money Laundering Reporting Officer (MLRO) (29 Jan 2024 to 29 Aug 2024)
  • Bryan John Porteous McMorrine

    IRN BXM00422

    • [FCA CF] Client dealing (9 Jan 2023 to 25 Jan 2024)
    • [FCA CF] Material risk taker (9 Jan 2023 to 25 Jan 2024)
    • [FCA CF] Significant management (9 Jan 2023 to 25 Jan 2024)
    • [PRA CF] Significant risk taker or Material risk taker (9 Jan 2023 to 25 Jan 2024)
  • Catherine Ann Brown

    IRN CXB01827

    • SMF9 Chair of the Governing Body (20 Mar 2025 to 16 Apr 2025)
  • Christopher Horne

    IRN CGH01029

    • SMF1 Chief Executive (since 29 Apr 2025)
  • Clare Marie Wilson

    IRN CXW00300

    • SMF17 Money Laundering Reporting Officer (MLRO) (16 Sep 2022 to 31 Aug 2023)

Recent activity

Updates to this firm's record on the FCA register.

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