Date authorised
7 October 2021
Companies House
12844788
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    77 Cornhill
    London
    EC3V 3QQ
    UNITED KINGDOM
    Phone
    +4402071775555
  • Complaints Contact

    77 Cornhill
    London
    EC3V 3QQ
    UNITED KINGDOM
    Phone
    +4402071775555

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Andrew Skillen

    IRN DAS01299

    • SMF9 Chair of the Governing Body (7 Oct 2021 to 6 Dec 2024)
  • Elliot Rees-Davies

    IRN EXR00198

    • [FCA CF] Material risk taker (1 Sep 2022 to 1 Aug 2025)
    • [PRA CF] Significant risk taker or Material risk taker (1 Sep 2022 to 1 Aug 2025)
    • [FCA CF] Significant management (1 Sep 2022 to 1 Aug 2025)
  • Felipe Anthony Hillard

    IRN FXH00148

    • [FCA CF] Significant management (1 Feb 2022 to 17 Jun 2025)
    • [FCA CF] Material risk taker (1 Feb 2022 to 17 Jun 2025)
    • [FCA CF] Manager of certification employee (1 Feb 2022 to 17 Jun 2025)
    • [FCA CF] Client dealing (1 Feb 2022 to 17 Jun 2025)
    • [PRA CF] Significant risk taker or Material risk taker (1 Feb 2022 to 17 Jun 2025)
    • [PRA CF] Key function holder (1 Feb 2022 to 17 Jun 2025)
  • Frank Thomas Woodhead

    IRN FXW00095

    • [FCA CF] Client dealing (1 Nov 2023 to 11 Nov 2024)
    • [PRA CF] Significant risk taker or Material risk taker (1 Nov 2023 to 11 Nov 2024)
    • [PRA CF] Key function holder (1 Nov 2023 to 11 Nov 2024)
    • [FCA CF] Significant management (1 Nov 2023 to 11 Nov 2024)
    • [FCA CF] Material risk taker (1 Nov 2023 to 11 Nov 2024)
  • Guy Thomas

    IRN GXT00332

    • SMF24 Chief Operations (since 23 Dec 2025)
  • Hana Rolles

    IRN HXR00307

    • SMF18 Other Overall Responsibility (19 Nov 2025 to 20 Feb 2026)
  • Hannah Kate Soulsby

    IRN HXS00488

    • SMF17 Money Laundering Reporting Officer (MLRO) (2 Oct 2024 to 6 Dec 2024)
  • Ilda Soares

    IRN IXS00245

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 25 Mar 2025)
  • James Dean Milby

    IRN JDM01248

    • SMF24 Chief Operations (7 Oct 2021 to 3 Feb 2022)
  • John Z Holtrichter

    IRN JXH01251

    • [FCA CF] Significant management (22 Dec 2021 to 27 Apr 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.