Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Bank of London Group Limited (no longer approved here)

    FRN 930379

    • [PRA CF] Significant risk taker or Material risk taker (30 Oct 2023 to 8 Oct 2024)
    • [FCA CF] Client dealing (30 Oct 2023 to 8 Oct 2024)
    • [FCA CF] Material risk taker (30 Oct 2023 to 8 Oct 2024)
    • [FCA CF] Significant management (30 Oct 2023 to 8 Oct 2024)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 13 May 2008)
    • CF21 Investment Adviser (10 Jul 2007 to 31 Oct 2007)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF21 Investment Adviser (1 Dec 2001 to 9 Apr 2003)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 6 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.