Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [PRA CF] Significant risk taker or Material risk taker (30 Oct 2023 to 8 Oct 2024)
- [FCA CF] Client dealing (30 Oct 2023 to 8 Oct 2024)
- [FCA CF] Material risk taker (30 Oct 2023 to 8 Oct 2024)
- [FCA CF] Significant management (30 Oct 2023 to 8 Oct 2024)
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- CF30 Customer (1 Nov 2007 to 13 May 2008)
- CF21 Investment Adviser (10 Jul 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 9 Apr 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 6 Oct 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.