THAMES RIVER CAPITAL LLP

• Principal Place of Business

  Cannon Place

  78 Cannon Street

  London

  EC4N 6AG

  UNITED KINGDOM

  Phone

  +442074645000

  Web

  https://www.columbiathreadneedle.com

• Complaints Contact

  Cannon Place

  78 Cannon Street

  London

  EC4N 6AG

  UNITED KINGDOM

  Phone

  +442074645000

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Toby Boatwright

  IRN TXB00148

  • [FCA CF] Significant management (1 Jun 2020 to 30 Jun 2024)
  • [FCA CF] Material risk taker (1 Jun 2020 to 30 Jun 2024)
• Toby Henry John de Carteret Hampden-Acton

  IRN THH01008

  • CF3 Chief Executive (3 Oct 2012 to 31 Dec 2013)
  • CF28 Systems and controls (16 Sep 2009 to 30 Sep 2012)
  • CF30 Customer (1 Nov 2007 to 31 Dec 2013)
  • CF21 Investment Adviser (18 Mar 2005 to 31 Oct 2007)
  • CF4 Partner (18 Mar 2005 to 31 Dec 2013)
  • CF10 Compliance Oversight (18 Mar 2005 to 30 Sep 2012)
  • CF11 Money Laundering Reporting (18 Mar 2005 to 27 Jan 2012)
  • CF27 Investment Management (18 Mar 2005 to 31 Oct 2007)
• Tony Zucker

  IRN TXZ01008

  • CF30 Customer (1 Nov 2007 to 11 Mar 2010)
  • CF4 Partner (18 Mar 2005 to 30 Jun 2010)
  • CF27 Investment Management (18 Mar 2005 to 31 Oct 2007)
• Torquil William Glamis Wheatley

  IRN TWW01016

  • CF30 Customer (13 Apr 2012 to 30 Nov 2012)
• Trygve Toraasen

  IRN TXT01059

  • CF29 Significant management (19 Oct 2009 to 27 Oct 2009)
  • CF30 Customer (19 Oct 2009 to 30 Nov 2010)
  • CF4 Partner (1 Oct 2009 to 15 Oct 2010)
• Vanessa Cathryn Lawley

  IRN VXL01038

  • CF30 Customer (1 Nov 2007 to 14 Feb 2012)
  • CF22 Investment Adviser (Trainee) (18 Mar 2005 to 31 Oct 2007)
• Victoria Hopkins

  IRN VXH00129

  • [FCA CF] Material risk taker (since 1 Jan 2026)
• WILLIAM KENNETH SPINNEY Smith

  IRN WKS01005

  • CF29 Significant management (21 May 2014 to 26 Jun 2019)
• William Andrew Muysken

  IRN WAM01034

  • CF30 Customer (1 Nov 2007 to 12 May 2010)
  • CF27 Investment Management (20 Feb 2007 to 31 Oct 2007)

No changes recorded yet.