Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mercer Limited (no longer approved here)

    FRN 121935

    • SMF18 Other Overall Responsibility (7 Apr 2020 to 31 Dec 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 2 Aug 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 6 Jan 2023)
    • CF30 Customer (5 Jul 2012 to 8 Dec 2019)
    • CF27 Investment Management (1 Dec 2001 to 28 Feb 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 28 Feb 2007)
  • Mercer Alternatives Limited (no longer approved here)

    FRN 187419

    • [FCA CF] Client dealing (9 Dec 2019 to 12 Jan 2023)
    • SMF3 Executive Director (9 Dec 2019 to 1 Jan 2024)
    • CF30 Customer (4 Mar 2019 to 8 Dec 2019)
    • CF1 Director (4 Mar 2019 to 8 Dec 2019)
  • THAMES RIVER CAPITAL LLP (no longer approved here)

    FRN 426349

    • CF30 Customer (1 Nov 2007 to 12 May 2010)
    • CF27 Investment Management (20 Feb 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.