Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF18 Other Overall Responsibility (7 Apr 2020 to 31 Dec 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 2 Aug 2022)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 6 Jan 2023)
- CF30 Customer (5 Jul 2012 to 8 Dec 2019)
- CF27 Investment Management (1 Dec 2001 to 28 Feb 2007)
- CF21 Investment Adviser (1 Dec 2001 to 28 Feb 2007)
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- [FCA CF] Client dealing (9 Dec 2019 to 12 Jan 2023)
- SMF3 Executive Director (9 Dec 2019 to 1 Jan 2024)
- CF30 Customer (4 Mar 2019 to 8 Dec 2019)
- CF1 Director (4 Mar 2019 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 12 May 2010)
- CF27 Investment Management (20 Feb 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.