This firm is no longer registered as an appointed representative.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

Thames Independent Financial Services Ltd

Watch for changes

FRN: 401122

Watch for changes

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Adam John Craig Jeffrey
IRN AJJ00006
- (5)Employed By (8 Dec 2004 to 8 Dec 2019)
Barbara Jane Garden
IRN BXG01185
- (1)Employed By (22 Oct 2004 to 8 Apr 2005)
Grant Weir McLean
IRN GWM00004
- (2)Employed By (8 Jun 2004 to 18 Feb 2008)
Marc Martin
IRN MDM00008
- (4)Employed By (29 Sep 2004 to 16 Aug 2005)
Richard Andrew Stallabrass
IRN RAS00056
- (3)Employed By (4 Nov 2004 to 28 Jan 2005)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.