Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Axiom Financial Services Ltd (no longer approved here)

    FRN 455338

    • CF30 Customer (1 Nov 2007 to 1 Oct 2008)
    • CF1 Director (2 Oct 2006 to 1 Oct 2008)
    • CF21 Investment Adviser (2 Oct 2006 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (2 Oct 2006 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (2 Oct 2006 to 31 Mar 2009)
  • Axiom Financial Services (no longer approved here)

    FRN 430558

    • Employed By (8 Apr 2005 to 22 Dec 2006)
  • Thames Independent Financial Services Ltd (no longer approved here)

    FRN 401122

    • (1)Employed By (22 Oct 2004 to 8 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

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