TFS VOLBROKER LIMITED

• Principal Place of Business

  110 Bishopsgate

  London

  London

  EC2A 4AY

  UNITED KINGDOM

  Phone

  +4402071981500

  Web

  https://www.traditionicap.com

• Complaints Contact

  Beaufort House

  15 St. Botolph Street

  London

  EC3A 7QX

  UNITED KINGDOM

  Phone

  +4402071981500

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to advice described in article 6(4)(b) of the Financial Services and Markets Act 2000 (Transitional Provisions) (Authorised Persons etc.) Order 2001.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Specialist Trading Venue

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Ian Robert King

  IRN IRK01008

  • CF13 Finance (8 Mar 2005 to 15 Jun 2006)
• JACK LEONARD

  IRN JXL02258

  • [FCA CF] Client dealing (since 17 Dec 2020)
  • CF30 Customer (9 Oct 2017 to 8 Dec 2019)
• JOHN CHRISTOPHER SAUBERGUE

  IRN JCS01267

  • [FCA CF] Client dealing (since 15 Dec 2020)
  • [FCA CF] Manager of certification employee (since 15 Dec 2020)
  • CF30 Customer (3 Aug 2017 to 8 Dec 2019)
• JOSH OLIVER FOSTER

  IRN JOF01013

  • [FCA CF] Client dealing (since 19 Jan 2021)
  • CF30 Customer (27 Oct 2017 to 8 Dec 2019)
• Jack Sidney Saunders

  IRN JXS01601

  • [FCA CF] Client dealing (4 Sep 2023 to 3 Sep 2024)
• Jake Robert Scully

  IRN JXS00558

  • [FCA CF] Client dealing (14 Jan 2021 to 31 Aug 2023)
• James Edward Hills

  IRN JXH01088

  • [FCA CF] Client dealing (since 13 Mar 2023)
• James Stevens

  IRN JXS04021

  • [FCA CF] Client dealing (since 2 Sep 2024)
• Jamie Jackson

  IRN JXJ00112

  • [FCA CF] Client dealing (since 4 May 2020)
• Javid Canteenwala

  IRN JXC00792

  • [FCA CF] Significant management (since 4 Jan 2022)

• TFS-ICAP Currency Options Limited (no longer appointed)

  FRN 208385 · Appointed 12 Feb 2002 · Until 11 Feb 2003

No changes recorded yet.