TFS VOLBROKER LIMITED

• Principal Place of Business

  110 Bishopsgate

  London

  London

  EC2A 4AY

  UNITED KINGDOM

  Phone

  +4402071981500

  Web

  https://www.traditionicap.com

• Complaints Contact

  Beaufort House

  15 St. Botolph Street

  London

  EC3A 7QX

  UNITED KINGDOM

  Phone

  +4402071981500

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to advice described in article 6(4)(b) of the Financial Services and Markets Act 2000 (Transitional Provisions) (Authorised Persons etc.) Order 2001.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Specialist Trading Venue

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Jeffrey Adler

  IRN JXA01145

  • CF1 Director (8 Jul 2004 to 21 Oct 2005)
• John Anthony Mason

  IRN JXM00625

  • [FCA CF] Client dealing (4 Jan 2021 to 31 Mar 2021)
• John Jay Meyer

  IRN JXM02142

  • CF1 Director (13 Apr 2004 to 14 Jul 2010)
• John Marchese

  IRN JXM00688

  • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
• John William Herbert

  IRN JWH01057

  • CF1 Director (10 Mar 2010 to 17 Apr 2012)
• Jordan Meredith-Foster

  IRN JXM00624

  • [FCA CF] Client dealing (since 11 Jan 2021)
• Joseph McCarthy

  IRN JRM01347

  • CF30 Customer (3 Jul 2018 to 10 Jul 2019)
• Julian Peter Harding

  IRN JPH01102

  • CF1 Director (18 Dec 2001 to 1 Jul 2004)
• Karim Nizar Nanji Juma

  IRN KNJ01008

  • [FCA CF] Manager of certification employee (since 15 Dec 2020)
  • [FCA CF] Client dealing (since 15 Dec 2020)
  • CF30 Customer (25 Aug 2017 to 8 Dec 2019)
• Kevin Rodgers

  IRN KXR01114

  • CF1 Director (12 May 2011 to 12 Feb 2015)

• TFS-ICAP Currency Options Limited (no longer appointed)

  FRN 208385 · Appointed 12 Feb 2002 · Until 11 Feb 2003

No changes recorded yet.