TFS Derivatives Limited

• Principal Place of Business

  Salesforce

  110 Bishopsgate

  London

  City Of London

  EC2N 4AY

  UNITED KINGDOM

  Phone

  +4402071981500

  Web

  https://www.tradition.com

• Complaints Contact

  Salesforce

  110 Bishopsgate

  London

  City Of London

  EC2N 4AY

  UNITED KINGDOM

  Phone

  +4402071981500

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

• Authorised to Operate

  For Eligible Counterparty, Professional

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · May only deal on own account in MiFID financial instruments for the purpose of (i) fulfilling or executing a client order or (ii) gaining entrance to a clearing and settlement system or a recognised exchange when acting in an agency capacity or executing a client order.”

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mark Jason Gomez

  IRN MJG01299

  • [FCA CF] Client dealing (since 23 Mar 2022)
• Mark John Paul Donovan

  IRN MJD01420

  • [FCA CF] Client dealing (since 18 Dec 2020)
• Mark Jon Allen

  IRN MJA01129

  • CF30 Customer (22 Oct 2012 to 31 Dec 2016)
• Mark Pelster

  IRN MXP01655

  • [FCA CF] Client dealing (22 Aug 2022 to 31 Oct 2025)
• Mark Ralph Christopher Seccombe

  IRN MRS01154

  • CF21 Investment Adviser (30 Sep 2004 to 3 Aug 2007)
• Mark Richard Lacey

  IRN MRL01084

  • [FCA CF] Client dealing (since 20 Mar 2024)
  • [FCA CF] Client dealing (18 Feb 2021 to 30 Sep 2022)
  • CF30 Customer (28 Apr 2008 to 8 Dec 2019)
• Mark Robert Webster

  IRN MRW01119

  • CF30 Customer (1 Nov 2007 to 8 Apr 2008)
  • CF26 Customer Trading (10 Jun 2004 to 31 Oct 2007)
• Mark Timothy Fennell

  IRN MTF01012

  • SMF1 Chief Executive (since 11 Feb 2025)
  • SMF24 Chief Operations (since 15 Dec 2023)
  • SMF3 Executive Director (since 15 Dec 2023)
• Mark Timothy Webster

  IRN MXW01410

  • [FCA CF] Significant management (since 1 Apr 2026)
• Martin Abbott

  IRN MXA02944

  • SMF9 Chair of the Governing Body (9 Dec 2019 to 31 Jan 2024)
  • CF2 Non Executive Director (5 Feb 2015 to 8 Dec 2019)

No changes recorded yet.