TFS Derivatives Limited

• Principal Place of Business

  Salesforce

  110 Bishopsgate

  London

  City Of London

  EC2N 4AY

  UNITED KINGDOM

  Phone

  +4402071981500

  Web

  https://www.tradition.com

• Complaints Contact

  Salesforce

  110 Bishopsgate

  London

  City Of London

  EC2N 4AY

  UNITED KINGDOM

  Phone

  +4402071981500

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

• Authorised to Operate

  For Eligible Counterparty, Professional

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · May only deal on own account in MiFID financial instruments for the purpose of (i) fulfilling or executing a client order or (ii) gaining entrance to a clearing and settlement system or a recognised exchange when acting in an agency capacity or executing a client order.”

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Luke James Longhurst

  IRN LJL01048

  • CF30 Customer (1 Nov 2007 to 11 Sep 2012)
  • CF26 Customer Trading (15 May 2007 to 31 Oct 2007)
• MARIA ELENA MENENDEZ MARTIN

  IRN MEM01164

  • [FCA CF] Client dealing (24 Nov 2020 to 30 Sep 2022)
• Madeleine Eve Turk

  IRN MXT00766

  • [FCA CF] Client dealing (since 5 Jan 2026)
• Malcolm Graham McCaig

  IRN MGM01071

  • SMF10 Chair of the Risk Committee (9 Dec 2019 to 25 Feb 2020)
  • SMF11 Chair of the Audit Committee (9 Dec 2019 to 25 Feb 2020)
  • CF2 Non Executive Director (9 Dec 2013 to 8 Dec 2019)
• Manisha Kanda

  IRN MXK00556

  • [FCA CF] Client dealing (22 Aug 2022 to 21 Apr 2023)
• Marc Burke

  IRN MXB01500

  • [FCA CF] Manager of certification employee (15 Mar 2021 to 31 Aug 2022)
  • [FCA CF] Client dealing (15 Mar 2021 to 31 Aug 2022)
• Marc Isaac Charles Levy-Walhain

  IRN MIL01014

  • CF30 Customer (13 May 2008 to 2 Dec 2013)
• Marc Russell Lester

  IRN MRL01098

  • [FCA CF] Client dealing (since 7 Dec 2020)
• Marco Bardelle

  IRN MXB02189

  • CF21 Investment Adviser (7 Jul 2006 to 5 Jan 2007)
  • CF26 Customer Trading (25 Oct 2005 to 7 Jul 2006)
• Maria Anne-Laure El Fathi

  IRN MAE01120

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 11 Oct 2022)
  • CF11 Money Laundering Reporting (2 Sep 2013 to 8 Dec 2019)

No changes recorded yet.