Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 31 Mar 2023)
    • [FCA CF] Client dealing (since 30 Jan 2023)
    • [FCA CF] Manager of certification employee (since 31 Mar 2023)
    • [FCA CF] Client dealing (since 30 Jan 2023)
  • TFS Derivatives Limited (no longer approved here)

    FRN 197244

    • [FCA CF] Client dealing (15 Mar 2021 to 31 Aug 2022)
    • [FCA CF] Manager of certification employee (15 Mar 2021 to 31 Aug 2022)
  • TP ICAP E&C Limited (no longer approved here)

    FRN 146880

    • CF30 Customer (20 Jun 2018 to 8 Dec 2019)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • CF30 Customer (20 Jun 2018 to 8 Dec 2019)
  • Prism Financial Products LLP (no longer approved here)

    FRN 607481

    • CF4 Partner (11 Oct 2017 to 31 Mar 2018)
    • CF30 Customer (31 Mar 2015 to 16 Jan 2018)
  • Prism Financial Products LP (no longer approved here)

    FRN 782608

    • (5)Employed By (29 Jun 2017 to 16 Jan 2018)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 4 Aug 2014)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.