TFS Derivatives Limited

• Principal Place of Business

  Salesforce

  110 Bishopsgate

  London

  City Of London

  EC2N 4AY

  UNITED KINGDOM

  Phone

  +4402071981500

  Web

  https://www.tradition.com

• Complaints Contact

  Salesforce

  110 Bishopsgate

  London

  City Of London

  EC2N 4AY

  UNITED KINGDOM

  Phone

  +4402071981500

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

• Authorised to Operate

  For Eligible Counterparty, Professional

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · May only deal on own account in MiFID financial instruments for the purpose of (i) fulfilling or executing a client order or (ii) gaining entrance to a clearing and settlement system or a recognised exchange when acting in an agency capacity or executing a client order.”

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Leonora Alice Jayne Ryle

  IRN LAR01079

  • [FCA CF] Client dealing (since 8 Jan 2021)
  • CF30 Customer (17 Mar 2016 to 8 Dec 2019)
• Leslie Terrence Shackleford

  IRN LTS01007

  • CF30 Customer (1 Nov 2007 to 16 Apr 2010)
  • CF21 Investment Adviser (31 Jan 2007 to 31 Oct 2007)
• Lewis Andrew Mortlock

  IRN LAM01138

  • [FCA CF] Client dealing (since 24 Nov 2020)
  • CF30 Customer (28 Feb 2017 to 8 Dec 2019)
• Liam Anthony Flanagan

  IRN LAF01032

  • [FCA CF] Client dealing (18 Dec 2020 to 31 May 2021)
• Lili Foxwell

  IRN LXF00092

  • [FCA CF] Client dealing (31 Jan 2020 to 13 Dec 2020)
• Lili Sophia Kettlewell

  IRN LSK01013

  • [FCA CF] Client dealing (since 19 Aug 2024)
  • [FCA CF] Client dealing (8 Jan 2021 to 30 Nov 2022)
  • CF30 Customer (15 Jun 2018 to 8 Dec 2019)
• Lina Shammas

  IRN LXS01458

  • CF30 Customer (2 Nov 2009 to 30 Sep 2010)
• Loai Copty

  IRN LXC01826

  • [FCA CF] Client dealing (23 Feb 2021 to 5 Oct 2024)
  • [FCA CF] Manager of certification employee (23 Feb 2021 to 5 Oct 2024)
• Lola Alvina Hart

  IRN LXH00693

  • [FCA CF] Client dealing (since 2 Mar 2026)
• Lorenzo Fioravanti

  IRN LXF01055

  • CF30 Customer (14 Nov 2018 to 8 Dec 2019)

No changes recorded yet.