Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tradition (UK) Limited (no longer approved here)

    FRN 139200

    • [FCA CF] Client dealing (23 Feb 2021 to 5 Oct 2024)
    • [FCA CF] Manager of certification employee (23 Feb 2021 to 5 Oct 2024)
    • CF30 Customer (4 Apr 2017 to 8 Dec 2019)
  • TFS Derivatives Limited (no longer approved here)

    FRN 197244

    • [FCA CF] Client dealing (23 Feb 2021 to 5 Oct 2024)
    • [FCA CF] Manager of certification employee (23 Feb 2021 to 5 Oct 2024)

Recent activity

Updates to this individual's record on the FCA register.

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