TFAS Wealth Ltd

Date authorised
3 January 2023
Companies House
13664696
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    119-121 The Headrow
    2nd Floor
    St Andrew House
    Leeds
    West Yorkshire
    LS1 5JW
    UNITED KINGDOM
    Phone
    +4401134682693
    Web
    https://www.tfaswealth.com

  • Complaints Contact

    119-121 The Headrow
    2nd Floor
    St Andrew House
    Leeds
    West Yorkshire
    LS1 5JW
    UNITED KINGDOM
    Phone
    +441134682693

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Laura Appleton

    IRN LXA00293

    • SMF3 Executive Director (since 4 Jun 2025)
  • Lauren Kiley

    IRN LXK01407

    • SMF16 Compliance Oversight (since 10 Jun 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Jun 2025)
    • SMF3 Executive Director (since 31 May 2023)
  • Leon Joseph Kemplay

    IRN LXK20343

    • CF30 Customer (17 May 2023 to 16 Nov 2023)
    • [FCA CF] Client dealing (3 Feb 2023 to 16 Nov 2023)
  • Michael Joseph Burke

    IRN MJB01688

    • CF30 Customer (27 Feb 2024 to 1 Aug 2024)
    • [FCA CF] Client dealing (1 May 2023 to 1 Aug 2024)
  • Morgan Seddon

    IRN MXS05523

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 13 Mar 2026)
    • [FCA CF] Client dealing (since 13 Mar 2026)
  • Thomas David Randall

    IRN TDR01030

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 18 Jul 2023)
    • [FCA CF] Client dealing (since 18 Jul 2023)
  • Thomas Paul Redmond

    IRN TXR27093

    • [FCA CF] Functions requiring qualifications (29 Jul 2024 to 2 Apr 2026)
    • [FCA CF] Client dealing (29 Jul 2024 to 2 Apr 2026)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.