TETRAGON PARTNERS UK LLP

• Principal Place of Business

  4 Sloane Terrace

  London

  SW1X 9DQ

  UNITED KINGDOM

  Phone

  +4402079018300

  Web

  https://www.tetragoninv.com

• Complaints Contact

  4 Sloane Terrace

  London

  SW1X 9DQ

  UNITED KINGDOM

  Phone

  +4402079018300

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Scott Marsh

  IRN SXM02134

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (30 Jan 2017 to 8 Dec 2019)
• Sean Andrew Cote

  IRN SAC01179

  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF10 Compliance Oversight (4 May 2011 to 8 Aug 2014)
  • CF11 Money Laundering Reporting (4 May 2011 to 8 Aug 2014)
• Sebastian Maloney

  IRN SXM91939

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Stacy Scheehle

  IRN SXS03304

  • [FCA CF] Material risk taker (since 1 Jan 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 24 Mar 2021)
  • SMF16 Compliance Oversight (since 24 Mar 2021)
  • CF11 Money Laundering Reporting (7 Aug 2014 to 25 May 2017)
  • CF10 Compliance Oversight (7 Aug 2014 to 25 May 2017)
• Stephen Lionel Prince

  IRN SXP25759

  • SMF1 Chief Executive (since 18 May 2020)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
• Steven Thomas Blake

  IRN STB01072

  • [FCA CF] Client dealing (since 13 Feb 2025)
• Thomas Anthony Price

  IRN TXP00424

  • [FCA CF] Material risk taker (since 8 Sep 2025)
• Thomas Miller

  IRN TXM06373

  • CF30 Customer (21 Sep 2018 to 25 Oct 2019)
• Wilfried Franck Duteil

  IRN WFD01007

  • [FCA CF] Client dealing (2 Mar 2020 to 31 Oct 2025)
• Yuko Marie Miyazaki Thomas

  IRN YMT01012

  • SMF27 Partner (since 10 May 2022)
  • [FCA CF] Material risk taker (since 1 Jan 2022)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (2 Sep 2015 to 8 Dec 2019)

• GreenOak Euro Re Asset Management LLP (no longer appointed)

  FRN 577090 · Appointed 12 Mar 2012 · Until 6 Jul 2015 · Tied agent

• GreenOak Real Estate Advisors LLP (no longer appointed)

  FRN 531085 · Appointed 12 Jul 2011 · Until 6 Jul 2015 · Tied agent

No changes recorded yet.