Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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TETRAGON PARTNERS UK LLP
FRN 524468
- [FCA CF] Material risk taker (since 1 Jan 2022)
- SMF16 Compliance Oversight (since 24 Mar 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 24 Mar 2021)
- CF10 Compliance Oversight (7 Aug 2014 to 25 May 2017)
- CF11 Money Laundering Reporting (7 Aug 2014 to 25 May 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.