Sean Andrew Cote

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

EQUITIX INVESTMENT MANAGEMENT LTD
FRN 471196
- Director of firm who is not a certification employee or a SMF manager (since 20 Jan 2021)
TETRAGON PARTNERS UK LLP
FRN 524468
- [FCA CF] Material risk taker (since 9 Dec 2019)
- CF11 Money Laundering Reporting (4 May 2011 to 8 Aug 2014)
- CF10 Compliance Oversight (4 May 2011 to 8 Aug 2014)
Acasta Partners UK LLP (no longer approved here)
FRN 1027234
- SMF16 Compliance Oversight (12 Aug 2025 to 31 Dec 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (12 Aug 2025 to 31 Dec 2025)
- SMF27 Partner (12 Aug 2025 to 31 Dec 2025)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.