EQUITIX INVESTMENT MANAGEMENT LTD

• Principal Place of Business

  Equitix Ltd

  200 Aldersgate Street

  London

  City Of London

  EC1A 4HD

  UNITED KINGDOM

  Phone

  +442072507333

  Web

  https://www.equitix.com

• Complaints Contact

  Equitix Ltd

  200 Aldersgate Street

  London

  City Of London

  EC1A 4HD

  UNITED KINGDOM

  Phone

  +442072507333

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Achal Bhuwania

  IRN AXB23328

  • SMF3 Executive Director (since 18 Jan 2020)
  • [FCA CF] Material risk taker (since 18 Jan 2020)
• Alec Brumby

  IRN AXB00683

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Belinda Berkeley

  IRN BXB00149

  • [FCA CF] Material risk taker (1 Feb 2021 to 31 Dec 2022)
  • [FCA CF] Significant management (1 Feb 2021 to 31 Dec 2022)
• Brendan McDonald

  IRN BXM00211

  • [FCA CF] Client dealing (9 Dec 2019 to 19 Jul 2024)
• Bruce Hans Low

  IRN BXL00238

  • SMF16 Compliance Oversight (since 12 Dec 2024)
  • [FCA CF] Material risk taker (since 12 Dec 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Dec 2024)
• Charles Edward Frith

  IRN CEF01016

  • [FCA CF] Client dealing (since 3 Mar 2025)
• Christine Wetherall

  IRN CXW00293

  • [FCA CF] Significant management (9 Dec 2019 to 11 Feb 2022)
• Craig Pollak

  IRN CXP00622

  • [FCA CF] Client dealing (20 Feb 2024 to 10 Nov 2025)
• Cy MacKinnon

  IRN CRM01064

  • [FCA CF] Significant management (since 10 Feb 2022)
  • [FCA CF] Client dealing (since 10 Feb 2022)
• David George Conlon

  IRN DGC01087

  • [FCA CF] Client dealing (since 9 Nov 2023)

No changes recorded yet.