EQUITIX INVESTMENT MANAGEMENT LTD

• Principal Place of Business

  Equitix Ltd

  200 Aldersgate Street

  London

  City Of London

  EC1A 4HD

  UNITED KINGDOM

  Phone

  +442072507333

  Web

  https://www.equitix.com

• Complaints Contact

  Equitix Ltd

  200 Aldersgate Street

  London

  City Of London

  EC1A 4HD

  UNITED KINGDOM

  Phone

  +442072507333

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David John Harding

  IRN DJH01539

  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • CF30 Customer (23 May 2018 to 8 Dec 2019)
• Egan Archer

  IRN EXA00078

  • [FCA CF] Significant management (since 9 Dec 2019)
• Fabio D'Alonzo

  IRN FXD00040

  • [FCA CF] Significant management (9 Dec 2019 to 22 Dec 2023)
• Ffion Boshell

  IRN FXB24717

  • SMF3 Executive Director (since 10 Feb 2022)
  • [FCA CF] Material risk taker (since 10 Feb 2022)
• Geoffrey Allan Jackson

  IRN GAJ01047

  • [FCA CF] Client dealing (6 Apr 2022 to 1 Apr 2026)
  • [FCA CF] Material risk taker (6 Apr 2022 to 1 Apr 2026)
  • SMF3 Executive Director (9 Dec 2019 to 6 Apr 2022)
  • CF30 Customer (11 Dec 2007 to 8 Dec 2019)
  • CF1 Director (30 Oct 2007 to 8 Dec 2019)
• Giorgia Bulgarelli

  IRN GXB02318

  • [FCA CF] Client dealing (9 Nov 2020 to 13 Jul 2023)
• Holly Leonard

  IRN HXL00081

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Hugh Crossley

  IRN HXC01194

  • SMF1 Chief Executive (since 15 May 2025)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF1 Director (30 Oct 2007 to 8 Dec 2019)
  • CF27 Investment Management (30 Oct 2007 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (30 Oct 2007 to 25 May 2017)
  • CF10 Compliance Oversight (30 Oct 2007 to 5 Dec 2013)
• Joanne Elizabeth Fisk

  IRN JXF00012

  • [FCA CF] Client dealing (since 1 Aug 2023)
• John David Harris

  IRN JDH01075

  • CF30 Customer (1 Nov 2007 to 31 May 2010)
  • CF1 Director (30 Oct 2007 to 31 May 2010)
  • CF27 Investment Management (30 Oct 2007 to 31 Oct 2007)
  • CF3 Chief Executive (30 Oct 2007 to 31 May 2010)
  • CF8 Apportionment and Oversight (30 Oct 2007 to 29 Sep 2008)

No changes recorded yet.