EQUITIX INVESTMENT MANAGEMENT LTD

• Principal Place of Business

  Equitix Ltd

  200 Aldersgate Street

  London

  City Of London

  EC1A 4HD

  UNITED KINGDOM

  Phone

  +442072507333

  Web

  https://www.equitix.com

• Complaints Contact

  Equitix Ltd

  200 Aldersgate Street

  London

  City Of London

  EC1A 4HD

  UNITED KINGDOM

  Phone

  +442072507333

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• John Haan

  IRN JXH00591

  • [FCA CF] Client dealing (since 18 Mar 2026)
  • [FCA CF] Significant management (since 9 Dec 2019)
• Jonathan Smith

  IRN JXS02759

  • SMF3 Executive Director (9 Dec 2019 to 18 Nov 2021)
  • CF1 Director (26 Jun 2015 to 8 Dec 2019)
  • CF10 Compliance Oversight (29 Nov 2013 to 11 Jan 2016)
  • CF30 Customer (3 Sep 2012 to 8 Dec 2019)
• Joseph Jones

  IRN JXJ00342

  • [FCA CF] Client dealing (since 12 Mar 2024)
• Keith John Maddin

  IRN MXK01147

  • CF30 Customer (1 Nov 2007 to 23 Apr 2015)
  • CF27 Investment Management (30 Oct 2007 to 31 Oct 2007)
  • CF1 Director (30 Oct 2007 to 23 Apr 2015)
• Kyle Kevin Coveny

  IRN KKC01009

  • [FCA CF] Client dealing (since 5 Feb 2026)
• Larissa Brooke Benbow

  IRN LBB01023

  • [FCA CF] Client dealing (7 Sep 2020 to 25 Jul 2022)
• Mai Phan McArdle

  IRN MXM23331

  • SMF17 Money Laundering Reporting Officer (MLRO) (18 Jan 2020 to 14 Aug 2024)
  • SMF16 Compliance Oversight (18 Jan 2020 to 14 Aug 2024)
• Matthew Soanes

  IRN MXS01402

  • [FCA CF] Client dealing (3 Jul 2023 to 19 Feb 2024)
• Michael McBrearty

  IRN MXM00523

  • [FCA CF] Significant management (9 Dec 2019 to 22 Dec 2023)
• Natasa Celeketic

  IRN NXC01712

  • [FCA CF] Client dealing (26 Apr 2022 to 11 Feb 2026)

No changes recorded yet.