EQUITIX INVESTMENT MANAGEMENT LTD

• Principal Place of Business

  Equitix Ltd

  200 Aldersgate Street

  London

  City Of London

  EC1A 4HD

  UNITED KINGDOM

  Phone

  +442072507333

  Web

  https://www.equitix.com

• Complaints Contact

  Equitix Ltd

  200 Aldersgate Street

  London

  City Of London

  EC1A 4HD

  UNITED KINGDOM

  Phone

  +442072507333

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nicholas Giles Burley Parker

  IRN NGP01030

  • CF30 Customer (11 Dec 2007 to 4 May 2018)
  • CF1 Director (30 Oct 2007 to 4 May 2018)
• Olivia Lumley

  IRN OXL00067

  • [FCA CF] Client dealing (since 1 Mar 2024)
• Patrick Giles Gauntlet Dear

  IRN PGD01028

  • SMF3 Executive Director (9 Dec 2019 to 9 Dec 2019)
  • CF1 Director (7 Oct 2015 to 9 Dec 2019)
• Paul Richard Winters

  IRN PRW01115

  • SMF3 Executive Director (since 24 Dec 2024)
  • [FCA CF] Manager of certification employee (since 5 Sep 2023)
  • [FCA CF] Client dealing (since 5 Sep 2023)
  • [FCA CF] Material risk taker (since 5 Sep 2023)
• Peter Roughton

  IRN PXR01820

  • [FCA CF] Manager of certification employee (since 18 Mar 2026)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • SMF16 Compliance Oversight (9 Dec 2019 to 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 9 Dec 2019)
  • CF11 Money Laundering Reporting (9 Jun 2017 to 8 Dec 2019)
  • CF10 Compliance Oversight (6 Jan 2016 to 8 Dec 2019)
• Philip Would

  IRN PXW00224

  • [FCA CF] Client dealing (9 Dec 2019 to 27 Feb 2026)
• Rebecca Collins

  IRN RXC00336

  • [FCA CF] Significant management (since 9 Dec 2019)
• Richard Knight

  IRN RXK00173

  • [FCA CF] Significant management (9 Dec 2019 to 6 Aug 2024)
• Ryoji Sato

  IRN SXR02069

  • [FCA CF] Client dealing (since 17 Feb 2026)
• Sabella Attenburrow

  IRN SXA01014

  • [FCA CF] Client dealing (since 17 Oct 2024)

No changes recorded yet.