Paul Richard Winters

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • EQUITIX INVESTMENT MANAGEMENT LTD

    FRN 471196

    • SMF3 Executive Director (since 24 Dec 2024)
    • [FCA CF] Material risk taker (since 5 Sep 2023)
    • [FCA CF] Client dealing (since 5 Sep 2023)
    • [FCA CF] Manager of certification employee (since 5 Sep 2023)
  • BlackRock Advisors (UK) Limited (no longer approved here)

    FRN 119186

    • [FCA CF] Manager of certification employee (8 Jun 2023 to 1 Aug 2023)
    • [FCA CF] Material risk taker (16 Aug 2021 to 5 Dec 2022)
  • BlackRock Investment Management (UK) Limited (no longer approved here)

    FRN 119293

    • [FCA CF] Manager of certification employee (8 Jun 2023 to 1 Aug 2023)
    • [FCA CF] Material risk taker (16 Aug 2021 to 5 Dec 2022)
  • BlackRock International Limited (no longer approved here)

    FRN 178638

    • [FCA CF] Manager of certification employee (8 Jun 2023 to 1 Aug 2023)
  • DWS Alternatives Global Limited (no longer approved here)

    FRN 458997

    • CF30 Customer (1 Nov 2007 to 12 Jun 2009)
    • CF21 Investment Adviser (23 Oct 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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