EQUITIX INVESTMENT MANAGEMENT LTD

• Principal Place of Business

  Equitix Ltd

  200 Aldersgate Street

  London

  City Of London

  EC1A 4HD

  UNITED KINGDOM

  Phone

  +442072507333

  Web

  https://www.equitix.com

• Complaints Contact

  Equitix Ltd

  200 Aldersgate Street

  London

  City Of London

  EC1A 4HD

  UNITED KINGDOM

  Phone

  +442072507333

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sanghun Lee

  IRN SXL00298

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Sean Andrew Cote

  IRN SAC01179

  • Director of firm who is not a certification employee or a SMF manager (since 20 Jan 2021)
• Simon George Davy

  IRN SGD01022

  • [FCA CF] Material risk taker (since 1 Apr 2026)
  • [FCA CF] Significant management (since 10 Mar 2025)
• Simon Green

  IRN SXG00327

  • [FCA CF] Significant management (since 9 Dec 2019)
• Sion Laurence Jones

  IRN SLJ01047

  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF1 Director (11 Apr 2017 to 8 Dec 2019)
  • CF30 Customer (4 Sep 2012 to 8 Dec 2019)
• Yoshinori Idesako

  IRN YXI00023

  • [FCA CF] Client dealing (since 16 Mar 2026)
• Zainab Yusuf

  IRN ZXY00002

  • [FCA CF] Client dealing (since 26 Apr 2022)

No changes recorded yet.