Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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EQUITIX INVESTMENT MANAGEMENT LTD
FRN 471196
- SMF1 Chief Executive (since 15 May 2025)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF1 Director (30 Oct 2007 to 8 Dec 2019)
- CF27 Investment Management (30 Oct 2007 to 31 Oct 2007)
- CF11 Money Laundering Reporting (30 Oct 2007 to 25 May 2017)
- CF10 Compliance Oversight (30 Oct 2007 to 5 Dec 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.