TETRAGON PARTNERS UK LLP

• Principal Place of Business

  4 Sloane Terrace

  London

  SW1X 9DQ

  UNITED KINGDOM

  Phone

  +4402079018300

  Web

  https://www.tetragoninv.com

• Complaints Contact

  4 Sloane Terrace

  London

  SW1X 9DQ

  UNITED KINGDOM

  Phone

  +4402079018300

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Neil Roberts

  IRN NXR00172

  • [FCA CF] Material risk taker (1 Jan 2022 to 8 Sep 2025)
• Nick Rontogiannis

  IRN NXR01242

  • CF30 Customer (4 May 2011 to 14 Nov 2011)
• Nicolas Bertrand Verlé

  IRN NBV01000

  • CF30 Customer (14 Sep 2015 to 9 May 2018)
• Nicolas Guy Arnaud Dautigny

  IRN NGD01008

  • [FCA CF] Material risk taker (since 1 Jan 2022)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (4 May 2011 to 8 Dec 2019)
• Oliver Palierakis

  IRN OXP00044

  • [FCA CF] Client dealing (6 Sep 2022 to 31 Aug 2023)
• Olivier Blechner

  IRN OXB01019

  • CF30 Customer (6 Jun 2013 to 1 Jun 2018)
• Patrick Giles Gauntlet Dear

  IRN PGD01028

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • SMF27 Partner (9 Dec 2019 to 20 May 2022)
  • CF30 Customer (4 May 2011 to 8 Dec 2019)
  • CF4 Partner (4 May 2011 to 8 Dec 2019)
• Paul Gannon

  IRN PXG25761

  • [FCA CF] Material risk taker (since 1 Jan 2022)
  • SMF27 Partner (18 May 2020 to 20 May 2022)
• Peter Andrew Schneider

  IRN PAS01278

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Peter David Bell

  IRN PDB01135

  • CF30 Customer (4 May 2011 to 12 Feb 2018)

• GreenOak Euro Re Asset Management LLP (no longer appointed)

  FRN 577090 · Appointed 12 Mar 2012 · Until 6 Jul 2015 · Tied agent

• GreenOak Real Estate Advisors LLP (no longer appointed)

  FRN 531085 · Appointed 12 Jul 2011 · Until 6 Jul 2015 · Tied agent

No changes recorded yet.