Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF30 Customer (6 Jun 2013 to 1 Jun 2018)
-
- CF30 Customer (1 Nov 2007 to 31 Dec 2008)
- CF11 Money Laundering Reporting (21 Sep 2006 to 31 Dec 2008)
- CF27 Investment Management (21 Sep 2006 to 31 Oct 2007)
- CF4 Partner (21 Sep 2006 to 31 Dec 2008)
- CF8 Apportionment and Oversight (21 Sep 2006 to 31 Oct 2007)
- CF3 Chief Executive (21 Sep 2006 to 31 Dec 2008)
- CF10 Compliance Oversight (21 Sep 2006 to 1 Apr 2007)
-
- CF21 Investment Adviser (17 Sep 2002 to 5 Nov 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.