TETRAGON PARTNERS UK LLP

• Principal Place of Business

  4 Sloane Terrace

  London

  SW1X 9DQ

  UNITED KINGDOM

  Phone

  +4402079018300

  Web

  https://www.tetragoninv.com

• Complaints Contact

  4 Sloane Terrace

  London

  SW1X 9DQ

  UNITED KINGDOM

  Phone

  +4402079018300

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Gregory Wadsworth

  IRN GXW01640

  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF27 Partner (18 May 2020 to 20 May 2022)
  • CF30 Customer (2 Sep 2015 to 8 Dec 2019)
• Guy Maxwell

  IRN GXM00463

  • [FCA CF] Client dealing (13 Jun 2022 to 31 Oct 2025)
• Herman Alexander Kopp

  IRN HAK01011

  • CF30 Customer (4 May 2011 to 30 Mar 2015)
• Ian Sinclair Parkinson

  IRN ISP01010

  • [FCA CF] Client dealing (9 Dec 2019 to 14 Jan 2022)
  • CF30 Customer (15 Apr 2016 to 8 Dec 2019)
• Inès Hamdani

  IRN IXH00132

  • [FCA CF] Client dealing (6 Aug 2024 to 11 Feb 2025)
• James Corry Blakemore

  IRN JXB02860

  • CF30 Customer (1 Oct 2012 to 30 Jun 2015)
• James Edward Patterson

  IRN JEP01076

  • CF30 Customer (4 May 2011 to 25 Nov 2015)
• Jesse Levy

  IRN JXL00462

  • SMF27 Partner (10 May 2022 to 15 Oct 2025)
  • [FCA CF] Material risk taker (1 Jan 2022 to 15 Oct 2025)
• John Anthony Carrafiell

  IRN JAC01176

  • CF4 Partner (AR) (22 Jul 2011 to 30 Jun 2015)
  • CF30 Customer (22 Jul 2011 to 30 Jun 2015)
• Jonathan Mark Gwynne

  IRN JMG01087

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • CF4 Partner (9 Jul 2012 to 31 Mar 2014)
  • CF30 Customer (4 May 2011 to 8 Dec 2019)

• GreenOak Euro Re Asset Management LLP (no longer appointed)

  FRN 577090 · Appointed 12 Mar 2012 · Until 6 Jul 2015 · Tied agent

• GreenOak Real Estate Advisors LLP (no longer appointed)

  FRN 531085 · Appointed 12 Jul 2011 · Until 6 Jul 2015 · Tied agent

No changes recorded yet.