TETRAGON PARTNERS UK LLP

• Principal Place of Business

  4 Sloane Terrace

  London

  SW1X 9DQ

  UNITED KINGDOM

  Phone

  +4402079018300

  Web

  https://www.tetragoninv.com

• Complaints Contact

  4 Sloane Terrace

  London

  SW1X 9DQ

  UNITED KINGDOM

  Phone

  +4402079018300

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Karamjit Singh Kalsi

  IRN KSK01031

  • CF4 Partner (AR) (22 Jul 2011 to 30 Jun 2015)
  • CF30 Customer (22 Jul 2011 to 30 Jun 2015)
• Katharine Ostrow

  IRN KXO01286

  • CF11 Money Laundering Reporting (24 May 2017 to 10 Oct 2018)
  • CF10 Compliance Oversight (24 May 2017 to 10 Oct 2018)
• Kjetil Stove

  IRN KVS01011

  • [FCA CF] Client dealing (since 3 Jul 2023)
• Laura Ransanz

  IRN LXR21407

  • [FCA CF] Client dealing (26 Mar 2025 to 31 Oct 2025)
• Manja Nickerson

  IRN MXN01556

  • CF30 Customer (18 Sep 2012 to 30 Jun 2015)
• Manuel Guerrero

  IRN MXG01491

  • SMF27 Partner (10 May 2022 to 31 Dec 2024)
  • [FCA CF] Material risk taker (1 Jan 2022 to 31 Dec 2024)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2024)
  • CF30 Customer (15 Aug 2012 to 8 Dec 2019)
• Maureen Wainwright

  IRN MXW00503

  • [FCA CF] Material risk taker (since 1 Jan 2022)
• Michael Charles Woodhouse

  IRN MCW01105

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2025)
• Michael Hocking

  IRN MXH91938

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2023)
• Michael James Humphries

  IRN MXH01379

  • [FCA CF] Material risk taker (1 Jan 2022 to 31 Oct 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2025)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Oct 2025)
  • CF4 Partner (6 Jul 2012 to 9 Dec 2019)
  • CF30 Customer (4 May 2011 to 8 Dec 2019)

• GreenOak Euro Re Asset Management LLP (no longer appointed)

  FRN 577090 · Appointed 12 Mar 2012 · Until 6 Jul 2015 · Tied agent

• GreenOak Real Estate Advisors LLP (no longer appointed)

  FRN 531085 · Appointed 12 Jul 2011 · Until 6 Jul 2015 · Tied agent

No changes recorded yet.