John Anthony Carrafiell

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BENTALLGREENOAK ADVISORS (UK) LLP (no longer approved here)

    FRN 671952

    • [FCA CF] Client dealing (1 Dec 2021 to 2 Aug 2022)
    • SMF1 Chief Executive (9 Dec 2019 to 8 Apr 2022)
    • SMF27 Partner (9 Dec 2019 to 1 Jul 2021)
    • CF30 Customer (8 Jul 2015 to 8 Dec 2019)
    • CF3 Chief Executive (8 Jul 2015 to 8 Dec 2019)
    • CF4 Partner (8 Jul 2015 to 8 Dec 2019)
  • TETRAGON PARTNERS UK LLP (no longer approved here)

    FRN 524468

    • CF4 Partner (AR) (22 Jul 2011 to 30 Jun 2015)
    • CF30 Customer (22 Jul 2011 to 30 Jun 2015)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF23 Corporate Finance Adviser (16 Jul 2003 to 10 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.