Terium LLP

Date authorised
1 April 2013
Companies House
OC344318
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    27 Hill Street
    London
    W1J 5LP
    UNITED KINGDOM
    Phone
    +4402031708150
    Web
    https://www.terium.com

  • Complaints Contact

    27 Hill Street
    London
    W1J 5LP
    UNITED KINGDOM
    Phone
    +4402031708150

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Douglas Dragan Babic

    IRN DDB01004

    • CF30 Customer (16 Sep 2013 to 4 Dec 2014)
  • Edward Marlow

    IRN EHM01006

    • CF30 Customer (14 Oct 2011 to 11 Jan 2012)
  • Francescopaolo Mazzocchi

    IRN FXM01279

    • CF30 Customer (28 Mar 2011 to 22 May 2014)
  • Guillaume Philippe Baixas

    IRN GPB01110

    • CF30 Customer (8 Apr 2013 to 14 May 2014)
  • Hesham Ezzat

    IRN HXE01073

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (12 Aug 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (12 Aug 2014 to 8 Dec 2019)
    • CF4 Partner (5 May 2010 to 8 Dec 2019)
    • CF30 Customer (5 May 2010 to 8 Dec 2019)
  • Hugh Jeffrey Eaton Evans

    IRN HJE01007

    • CF10 Compliance Oversight (1 Jul 2009 to 31 Jul 2014)
    • CF30 Customer (1 Jul 2009 to 29 Jul 2016)
    • CF11 Money Laundering Reporting (1 Jul 2009 to 31 Jul 2014)
    • CF4 Partner (1 Jul 2009 to 31 Jul 2014)
  • Iain Thomson

    IRN IXT00073

    • [FCA CF] Client dealing (since 29 Jun 2023)
  • Isabelle Christelle Jean-Baptiste

    IRN ICJ01011

    • CF30 Customer (5 Nov 2012 to 5 Nov 2012)
  • Jennifer Lynn Kersis

    IRN JLK01054

    • CF30 Customer (10 Aug 2010 to 2 May 2017)
  • Jessica Fernande Djian Freoa

    IRN JXD01811

    • CF30 Customer (17 Feb 2015 to 11 Aug 2015)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.