Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Terium LLP (no longer approved here)

    FRN 499087

    • CF10 Compliance Oversight (1 Jul 2009 to 31 Jul 2014)
    • CF11 Money Laundering Reporting (1 Jul 2009 to 31 Jul 2014)
    • CF30 Customer (1 Jul 2009 to 29 Jul 2016)
    • CF4 Partner (1 Jul 2009 to 31 Jul 2014)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 10 Apr 2008)
    • CF21 Investment Adviser (14 Mar 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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