Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (1 Jan 2024 to 3 Jul 2024)
- [FCA CF] Manager of certification employee (23 Nov 2023 to 3 Jul 2024)
- [FCA CF] Client dealing (18 Aug 2022 to 3 Jul 2024)
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- [FCA CF] Client dealing (7 Mar 2016 to 21 Jun 2022)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 21 Jun 2022)
- [FCA CF] Material risk taker (7 Mar 2016 to 21 Jun 2022)
- [PRA CF] Managing a material risk taker (7 Mar 2016 to 21 Jun 2022)
- [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 21 Jun 2022)
- CF30 Customer (2 Aug 2010 to 19 Sep 2011)
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- CF30 Customer (25 Jan 2012 to 15 Oct 2012)
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- CF30 Customer (14 Oct 2011 to 11 Jan 2012)
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- CF30 Customer (1 Nov 2007 to 4 Jul 2010)
- CF21 Investment Adviser (26 Sep 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.