Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (1 Jan 2024 to 3 Jul 2024)
    • [FCA CF] Manager of certification employee (23 Nov 2023 to 3 Jul 2024)
    • [FCA CF] Client dealing (18 Aug 2022 to 3 Jul 2024)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Client dealing (7 Mar 2016 to 21 Jun 2022)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 21 Jun 2022)
    • [FCA CF] Material risk taker (7 Mar 2016 to 21 Jun 2022)
    • [PRA CF] Managing a material risk taker (7 Mar 2016 to 21 Jun 2022)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 21 Jun 2022)
    • CF30 Customer (2 Aug 2010 to 19 Sep 2011)
  • Renaissance Capital Limited (no longer approved here)

    FRN 186891

    • CF30 Customer (25 Jan 2012 to 15 Oct 2012)
  • Terium LLP (no longer approved here)

    FRN 499087

    • CF30 Customer (14 Oct 2011 to 11 Jan 2012)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 4 Jul 2010)
    • CF21 Investment Adviser (26 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.