Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
c/o Edward Boyle and Robert Spence both of Interpath Advisory10 Fleet PlaceLondonEC4M 7RBUNITED KINGDOM- Phone
- +4402039892800
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Complaints Contact
c/o Edward Boyle and Robert Spence both of Interpath Advisory10 Fleet PlaceLondonEC4M 7RBUNITED KINGDOM- Phone
- +4402039892800
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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P2P Lending Advice
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional
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Pension Transfer Advice
For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Equity Release Advice
For Customer, Home reversion plans
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Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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Equity Release Arranging
For Customer, Home reversion plans
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Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
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Debt Negotiation
Show 1 limitation Hide limitations
- · This permission is limited to debt adjusting with no debt management activity
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Consumer Loans
Show 1 limitation Hide limitations
- · Limited to lending where no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under the regulated credit agreement.
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Stephen John Horrey
IRN SJH00014
- (983)CF21 Investment Adviser (17 Mar 2003 to 30 Nov 2004)
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Stephen John Howell
IRN SJH00192
- (121)CF4 Partner (AR) (1 Dec 2001 to 7 Sep 2004)
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Stephen John McCullough
IRN SJM00067
- (1467)CF30 Customer (1 Nov 2007 to 1 Jun 2009)
- (1468)CF21 Investment Adviser (6 Feb 2006 to 31 Oct 2007)
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Stephen John Pollitt
IRN SXP01552
- (1747)CF1 Director (AR) (27 Apr 2005 to 31 Jan 2008)
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Stephen John Rumble
IRN SJR01277
- (817)CF30 Customer (10 Jun 2008 to 1 Oct 2009)
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Stephen John Williams
IRN SXW00050
- (1139)CF21 Investment Adviser (1 Dec 2001 to 4 Nov 2002)
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Stephen Jones
IRN SMJ00005
- (1632)CF1 Director (AR) (16 Sep 2021 to 5 Jun 2024)
- (1634)[FCA CF] Significant management (9 Dec 2019 to 29 May 2024)
- (1633)CF1 Director (1 Dec 2001 to 12 Mar 2012)
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Stephen Laird
IRN SXL00010
- (865)CF21 Investment Adviser (27 May 2002 to 18 Aug 2003)
- (864)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 27 May 2002)
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Stephen McAvoy
IRN SXM01993
- (2872)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 3 Feb 2024)
- (2873)CF1 Director (AR) (1 Apr 2009 to 3 Sep 2009)
- (2871)CF30 Customer (1 Apr 2009 to 3 Sep 2009)
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Stephen McCall Foster
IRN SMF00012
- (2172)CF4 Partner (AR) (1 Dec 2001 to 19 Dec 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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PRB Krasner Financial Services Ltd (no longer appointed)
FRN 200380 · Appointed 13 Dec 2000 · Until 24 Feb 2003
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Hesketh Nichols Independent Estate Agents (no longer appointed)
FRN 200379 · Appointed 12 Dec 2000 · Until 24 Feb 2003
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Aurora - Kevin Ebsworth (no longer appointed)
FRN 194216 · Appointed 27 Nov 2000 · Until 20 Apr 2004
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Metro Financial Solutions LLP (no longer appointed)
FRN 151502 · Appointed 27 Nov 2000 · Until 30 Sep 2016
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Greenside Ind. Financial Services (no longer appointed)
FRN 200371 · Appointed 2 Oct 2000 · Until 20 Apr 2004
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (3032)Responsible for Insurance Distribution
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controlled function added: (3031)Responsibility for MCD Intermediation
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controlled function added: (3030)CF1 Director (AR)
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controlled function added: (3029)CF7 Sole Trader (AR)
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controlled function added: (3028)CF21 Investment Adviser
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controlled function added: (3027)CF30 Customer
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controlled function added: (3026)CF1 Director (AR)
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controlled function added: (3025)CF21 Investment Adviser
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controlled function added: (3024)CF30 Customer
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controlled function added: (3023)CF1 Director (AR)