Stephen John Williams

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Medical & Professional Investment LLP (no longer approved here)

    FRN 485852

    • CF11 Money Laundering Reporting (29 May 2012 to 30 Nov 2012)
    • CF4 Partner (3 Nov 2008 to 11 Jul 2013)
    • CF10 Compliance Oversight (3 Nov 2008 to 5 Apr 2012)
    • CF30 Customer (3 Nov 2008 to 30 Nov 2012)
  • HHPG Limited (no longer approved here)

    FRN 191436

    • CF30 Customer (1 Nov 2007 to 31 Oct 2008)
    • CF21 Investment Adviser (31 Oct 2002 to 31 Oct 2007)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF21 Investment Adviser (1 Dec 2001 to 4 Nov 2002)
  • The Financial Practice (Bridgend) (no longer approved here)

    FRN 191897

    • Employed By (1 Dec 2001 to 4 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

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