Stephen John Pollitt

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Origen Financial Services Limited
FRN 192666
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 1 Feb 2024)
- [FCA CF] Functions requiring qualifications (since 1 Feb 2024)
Nationwide Building Society (no longer approved here)
FRN 106078
- [FCA CF] Functions requiring qualifications (23 Sep 2016 to 31 Jan 2024)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF30 Customer (24 Sep 2010 to 23 Nov 2012)
Santander UK Plc (no longer approved here)
FRN 106054
- CF30 Customer (9 Apr 2008 to 12 Oct 2010)
TenetConnect Services Limited (no longer approved here)
FRN 150643
- CF1 Director (AR) (27 Apr 2005 to 31 Jan 2008)
Grosvenor Partners Financial Services Ltd (no longer approved here)
FRN 213098
- (3)Employed By (27 Apr 2005 to 31 Jan 2008)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.