This firm is no longer registered as an appointed representative.
It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.
This firm operates as an appointed representative of St. James's Place Wealth Management Plc. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Darren Paul Malone
IRN DPM00024
- (1)Employed By (since 24 Jul 2007)
-
Jonathan Pitt
IRN JXP00155
- (2)Employed By (since 26 Jun 2002)
-
Lydia Grace Shannon
IRN LXN13197
- (8)Employed By (29 Mar 2019 to 3 Aug 2023)
-
Martin Latchum
IRN MXL00141
- (7)Employed By (19 Feb 2018 to 23 Aug 2019)
-
Nathan Liam Malone
IRN NXM00486
- (3)Employed By (since 27 Jun 2023)
-
Owen Jake Bradley
IRN OXB00138
- (4)Employed By (since 21 Sep 2023)
-
Philip Andrew Taylor
IRN PAT00034
- (6)Employed By (14 Nov 2019 to 22 Oct 2021)
-
Ralph Platt
IRN RXP00069
- (4)Employed By (19 Feb 2021 to 10 May 2024)
-
Robert John Cawley
IRN RJC00024
- (1)Employed By (6 Jun 2008 to 14 Aug 2009)
-
Sarah Jane Durham
IRN SXD17628
- (2)Employed By (30 Jul 2019 to 25 Oct 2024)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.