Jonathan Pitt

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 29 Oct 2009)
    • CF1 Director (AR) (since 29 Oct 2009)
  • Grosvenor Partners Financial Services Ltd

    FRN 213098

    • (2)Employed By (since 26 Jun 2002)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF30 Customer (1 Nov 2007 to 16 Nov 2009)
    • CF21 Investment Adviser (26 Jun 2002 to 31 Oct 2007)
    • CF1 Director (AR) (26 Jun 2002 to 16 Nov 2009)
  • BACKHOUSE INDEPENDENT FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 126319

    • CF21 Investment Adviser (1 Dec 2001 to 21 Jun 2002)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 21 Jun 2002)
    • CF10 Compliance Oversight (1 Dec 2001 to 21 Jun 2002)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 21 Jun 2002)
    • CF1 Director (1 Dec 2001 to 21 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

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