Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 16 Feb 2023)
- CF1 Director (AR) (since 30 Jan 2023)
- CF30 Customer (since 30 Jan 2023)
- CF22 Investment Adviser (Trainee)
- CF30 Customer (14 Nov 2007 to 23 Aug 2019)
- CF1 Director (AR) (14 Nov 2007 to 19 Feb 2018)
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Latchum Heritage Wealth Management Ltd
FRN 990202
- (1)Employed By (since 30 Jan 2023)
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- (7)Employed By (19 Feb 2018 to 23 Aug 2019)
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- Employed By (24 Oct 2002 to 18 Mar 2003)
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- Employed By (9 Nov 1999 to 19 Feb 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.