Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 16 Feb 2023)
    • CF1 Director (AR) (since 30 Jan 2023)
    • CF30 Customer (since 30 Jan 2023)
    • CF22 Investment Adviser (Trainee)
    • CF30 Customer (14 Nov 2007 to 23 Aug 2019)
    • CF1 Director (AR) (14 Nov 2007 to 19 Feb 2018)
    • (1)Employed By (since 30 Jan 2023)
  • Grosvenor Partners Financial Services Ltd (no longer approved here)

    FRN 213098

    • (7)Employed By (19 Feb 2018 to 23 Aug 2019)
  • Anne Wray (no longer approved here)

    FRN 170148

    • Employed By (24 Oct 2002 to 18 Mar 2003)
  • Latchums Ltd (no longer approved here)

    FRN 190584

    • Employed By (9 Nov 1999 to 19 Feb 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.