Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
c/o Edward Boyle and Robert Spence both of Interpath Advisory10 Fleet PlaceLondonEC4M 7RBUNITED KINGDOM- Phone
- +4402039892800
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Complaints Contact
c/o Edward Boyle and Robert Spence both of Interpath Advisory10 Fleet PlaceLondonEC4M 7RBUNITED KINGDOM- Phone
- +4402039892800
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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P2P Lending Advice
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional
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Pension Transfer Advice
For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Equity Release Advice
For Customer, Home reversion plans
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Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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Equity Release Arranging
For Customer, Home reversion plans
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Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
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Debt Negotiation
Show 1 limitation Hide limitations
- · This permission is limited to debt adjusting with no debt management activity
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Consumer Loans
Show 1 limitation Hide limitations
- · Limited to lending where no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under the regulated credit agreement.
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Walter Clarkson
IRN WXC00028
- (1984)CF21 Investment Adviser (1 Dec 2001 to 7 Jun 2002)
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Watson, Keith
IRN WXK01174
- (1659)Appointed representative dealing with clients for which they require qualification (5 Jan 2021 to 5 May 2022)
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Wayne Alfred Mann
IRN WAM00018
- (2444)CF30 Customer (1 Nov 2007 to 9 Nov 2015)
- (2448)CF1 Director (AR) (25 Nov 2003 to 9 Nov 2015)
- (2447)CF7 Sole Trader (AR) (17 Feb 2003 to 25 Nov 2003)
- (2446)CF21 Investment Adviser (27 May 2002 to 31 Oct 2007)
- (2445)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 27 May 2002)
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Wendy Backhouse
IRN WXB00045
- (148)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Dec 2001)
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Wendy Dawn Edwicker
IRN WDE01007
- (188)CF30 Customer (31 Jan 2012 to 19 Jun 2013)
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Wendy Lynne Forster
IRN WLF00001
- (455)CF30 Customer (1 Nov 2007 to 23 Dec 2009)
- (457)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
- (456)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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William Alan Webb
IRN WAW00001
- (1998)CF21 Investment Adviser (3 May 2002 to 31 Dec 2004)
- (1999)CF4 Partner (AR) (3 May 2002 to 31 Dec 2004)
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William Alexander McGothigan
IRN WAM00017
- (2926)CF7 Sole Trader (AR) (1 Dec 2001 to 5 Dec 2006)
- (2925)CF21 Investment Adviser (1 Dec 2001 to 23 Dec 2005)
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William Alexander Watson
IRN WAW00010
- (1622)CF4 Partner (AR) (1 Dec 2001 to 1 Mar 2004)
- (1621)CF21 Investment Adviser (1 Dec 2001 to 1 Mar 2004)
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William Anthony Turner
IRN WAT00001
- (1386)CF30 Customer (1 Nov 2007 to 22 Dec 2008)
- (1387)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Paul Smith Financial Services Ltd (no longer appointed)
FRN 230460 · Appointed 17 Dec 2003 · Until 22 Oct 2007
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Red Eight Financial Services Ltd (no longer appointed)
FRN 229799 · Appointed 27 Nov 2003 · Until 28 Nov 2005
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Armac Financial Services (no longer appointed)
FRN 229736 · Appointed 25 Nov 2003 · Until 3 Dec 2004
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Rockford Financial Services Ltd (no longer appointed)
FRN 228792 · Appointed 6 Oct 2003 · Until 26 Jan 2009
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Willis Independent Financial Services Ltd (no longer appointed)
FRN 228183 · Appointed 1 Sep 2003 · Until 6 Nov 2012
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Money Wise Financial Services LLP (no longer appointed)
FRN 228102 · Appointed 27 Aug 2003 · Until 4 Nov 2004
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McKenzie Financial Services Ltd (no longer appointed)
FRN 227848 · Appointed 22 Aug 2003 · Until 30 Nov 2006
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (3052)CF30 Customer
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controlled function added: (3051)CF7 Sole Trader (AR)
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controlled function added: (3050)CF21 Investment Adviser
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controlled function added: (3049)CF30 Customer
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controlled function added: (3048)CF1 Director
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controlled function added: (3047)Appointed representative dealing with clients for which they require qualification
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controlled function added: (3046)CF7 Sole Trader (AR)
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controlled function added: (3045)CF21 Investment Adviser
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controlled function added: (3044)CF30 Customer
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controlled function added: (3043)CF2 Non Executive Director (AR)