William Alexander McGothigan

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AMG Financial Planning Ltd

    FRN 522252

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Client dealing (since 1 Jan 2020)
    • [FCA CF] Functions requiring qualifications (since 1 Jan 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 28 Oct 2016)
    • CF11 Money Laundering Reporting (16 Jul 2010 to 8 Dec 2019)
    • CF1 Director (16 Jul 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (16 Jul 2010 to 8 Dec 2019)
    • CF30 Customer (16 Jul 2010 to 31 Dec 2012)
    • Responsible for Insurance Mediation (16 Jul 2010 to 30 Sep 2018)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 20 Jul 2010)
    • CF21 Investment Adviser (10 Mar 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (6 Dec 2005 to 10 Mar 2006)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF7 Sole Trader (AR) (1 Dec 2001 to 5 Dec 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 23 Dec 2005)
  • A.M.G. Independent Financial Services (no longer approved here)

    FRN 184290

    • (10)Employed By (1 Dec 2001 to 5 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.