Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
c/o Edward Boyle and Robert Spence both of Interpath Advisory10 Fleet PlaceLondonEC4M 7RBUNITED KINGDOM- Phone
- +4402039892800
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Complaints Contact
c/o Edward Boyle and Robert Spence both of Interpath Advisory10 Fleet PlaceLondonEC4M 7RBUNITED KINGDOM- Phone
- +4402039892800
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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P2P Lending Advice
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional
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Pension Transfer Advice
For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Equity Release Advice
For Customer, Home reversion plans
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Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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Equity Release Arranging
For Customer, Home reversion plans
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Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
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Debt Negotiation
Show 1 limitation Hide limitations
- · This permission is limited to debt adjusting with no debt management activity
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Consumer Loans
Show 1 limitation Hide limitations
- · Limited to lending where no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under the regulated credit agreement.
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Credit Score Services
Show 1 limitation Hide limitations
- · Limited to the provision of credit information services with no credit repair (as defined by 89A(3)(c) & (d) Regulated Activities Order
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Joanne Crees
IRN JXB01766
- (415)CF1 Director (AR) (24 Aug 2006 to 14 Jul 2010)
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Joanne Elizabeth Adrain
IRN JEA00011
- (442)CF30 Customer (30 Mar 2011 to 13 Jul 2011)
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Joanne Elizabeth Ellerby
IRN JXE00129
- (4072)[FCA CF] Significant management (20 Jul 2020 to 17 Mar 2021)
- (4071)[FCA CF] Manager of certification employee (20 Jul 2020 to 17 Mar 2021)
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Joanne Elizabeth Highton
IRN JEM01174
- (3231)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Sep 2021)
- (3230)CF30 Customer (26 Feb 2019 to 30 Sep 2021)
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Joanne Emma Leach
IRN JXL00108
- (2533)CF30 Customer (31 Jan 2012 to 4 Nov 2013)
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Joanne Jones
IRN JXJ00143
- (2271)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 3 Feb 2024)
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Joanne Koulloupas
IRN JXK10118
- (1471)CF1 Director (AR) (10 Jan 2019 to 23 Jun 2023)
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Joanne Louise Hillary
IRN JLH01122
- (1437)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 21 Dec 2023)
- (1436)CF4 Partner (AR) (1 May 2012 to 1 Mar 2024)
- (1434)CF30 Customer (1 Nov 2007 to 29 Dec 2011)
- (1435)CF22 Investment Adviser (Trainee) (6 Mar 2006 to 31 Oct 2007)
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Joanne Michele Brown
IRN JMB01256
- (2650)CF21 Investment Adviser (11 Jun 2003 to 30 Nov 2005)
- (2651)CF1 Director (AR) (19 Oct 2002 to 30 Nov 2005)
- (2649)CF22 Investment Adviser (Trainee) (27 Mar 2002 to 11 Jun 2003)
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Joanne Norton
IRN JXN00127
- (4296)[FCA CF] Significant management (9 Dec 2019 to 11 Dec 2020)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Ivory Financial Advisors Limited (no longer appointed)
FRN 185145 · Appointed 8 Jan 1998 · Until 28 Jun 2002
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Professional Financial Planning Limited (no longer appointed)
FRN 183466 · Appointed 27 Mar 1997 · Until 30 Nov 2006
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Charterhouse Financial Management (no longer appointed)
FRN 183720 · Appointed 4 Mar 1997 · Until 6 Jan 2004
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Professional Financial Management (no longer appointed)
FRN 192382 · Appointed 8 Jan 1997 · Until 5 Oct 2011
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Huw Watts Independent Financial Planning Ltd (no longer appointed)
FRN 182558 · Appointed 19 Dec 1996 · Until 1 Sep 2020
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (4248)CF2 Non Executive Director
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controlled function added: (4247)CF4 Partner (AR)
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controlled function added: (4246)CF1 Director (AR)
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controlled function added: (4245)CF21 Investment Adviser
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controlled function added: (4244)CF1 Director
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controlled function added: (4243)CF1 Director (AR)
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controlled function added: (4242)CF10 Compliance Oversight
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controlled function added: (4241)CF28 Systems and controls
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controlled function added: (4240)Responsible for Insurance Mediation
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controlled function added: (4239)Responsibility for MCD Intermediation