Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Hoyl Independent Advisers Ltd
FRN 433927
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- CF30 Customer (since 13 Jan 2022)
- Appointed representative dealing with clients for which they require qualification (since 5 Oct 2021)
- [FCA CF] Client dealing (since 5 Oct 2021)
- [FCA CF] Functions requiring qualifications (since 5 Oct 2021)
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Create FM Ltd
FRN 585747
- Employed By (since 5 Oct 2021)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Sep 2021)
- CF30 Customer (26 Feb 2019 to 30 Sep 2021)
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- Employed By (26 Feb 2019 to 30 Sep 2021)
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- CF30 Customer (27 May 2014 to 15 Jun 2015)
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- CF21 Investment Adviser (26 Jan 2004 to 22 Apr 2005)
- CF22 Investment Adviser (Trainee) (11 Sep 2003 to 26 Jan 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.