Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • CF30 Customer (since 13 Jan 2022)
    • Appointed representative dealing with clients for which they require qualification (since 5 Oct 2021)
    • [FCA CF] Client dealing (since 5 Oct 2021)
    • [FCA CF] Functions requiring qualifications (since 5 Oct 2021)
  • Create FM Ltd

    FRN 585747

    • Employed By (since 5 Oct 2021)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Sep 2021)
    • CF30 Customer (26 Feb 2019 to 30 Sep 2021)
  • Create Financial Management LLP (no longer approved here)

    FRN 229237

    • Employed By (26 Feb 2019 to 30 Sep 2021)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (27 May 2014 to 15 Jun 2015)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (26 Jan 2004 to 22 Apr 2005)
    • CF22 Investment Adviser (Trainee) (11 Sep 2003 to 26 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.