Joanne Elizabeth Ellerby

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 7 Jan 2022)
    • CF30 Customer (since 21 Dec 2021)
  • More Wealth Management

    FRN 531269

    • (4)Employed By (since 21 Dec 2021)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • [FCA CF] Significant management (20 Jul 2020 to 17 Mar 2021)
    • [FCA CF] Manager of certification employee (20 Jul 2020 to 17 Mar 2021)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • [FCA CF] Manager of certification employee (20 Jul 2020 to 17 Mar 2021)
    • [FCA CF] Significant management (20 Jul 2020 to 17 Mar 2021)
  • TenetLime Limited (no longer approved here)

    FRN 311266

    • [FCA CF] Manager of certification employee (20 Jul 2020 to 17 Mar 2021)
    • [FCA CF] Significant management (20 Jul 2020 to 17 Mar 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.