Tembo Capital Management Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
First Floor, 7-9 Swallow StreetLondonW1B 4DEENGLAND- Phone
- +4402036966620
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Complaints Contact
First Floor, 7-9 Swallow StreetLondonW1B 4DEENGLAND- Phone
- +4402036966620
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Share, Unit, Warrant
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Share, Unit, Warrant
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Share, Unit, Warrant
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Carl Noack
IRN CXN01229
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (1 Jun 2018 to 8 Dec 2019)
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Catriona Bell
IRN CXB02404
- CF30 Customer (1 Sep 2016 to 30 Jun 2017)
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Christopher James Tonkin
IRN CXT00492
- [FCA CF] Client dealing (since 2 Sep 2024)
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Craig Robert Canny Foggo
IRN CRF01033
- [FCA CF] Client dealing (9 Dec 2019 to 19 Mar 2024)
- CF30 Customer (1 Sep 2016 to 8 Dec 2019)
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David William Street
IRN DWS01050
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (1 Sep 2016 to 8 Dec 2019)
- CF1 Director (1 Sep 2016 to 8 Dec 2019)
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George Franks Gerard Pyper
IRN GFP01011
- [FCA CF] Client dealing (since 2 Sep 2025)
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John Hodder
IRN JXH03051
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (1 Feb 2018 to 8 Dec 2019)
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Keneal Patel
IRN KXP00233
- [FCA CF] Client dealing (4 Jul 2022 to 31 Mar 2025)
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Mark Kyffin Palmer
IRN MKP01028
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (1 Jun 2018 to 8 Dec 2019)
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Paul William Siveyer
IRN PWS01033
- SMF3 Executive Director (since 17 Aug 2022)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF10 Compliance Oversight (1 Sep 2016 to 8 Dec 2019)
- CF11 Money Laundering Reporting (1 Sep 2016 to 8 Dec 2019)
- CF30 Customer (1 Sep 2016 to 8 Dec 2019)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.