Date authorised
1 September 2016
Companies House
10038341
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    First Floor, 7-9 Swallow Street
    London
    W1B 4DE
    ENGLAND
    Phone
    +4402036966620
  • Complaints Contact

    First Floor, 7-9 Swallow Street
    London
    W1B 4DE
    ENGLAND
    Phone
    +4402036966620

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Share, Unit, Warrant

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Share, Unit, Warrant

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Share, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Carl Noack

    IRN CXN01229

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Jun 2018 to 8 Dec 2019)
  • Catriona Bell

    IRN CXB02404

    • CF30 Customer (1 Sep 2016 to 30 Jun 2017)
  • Christopher James Tonkin

    IRN CXT00492

    • [FCA CF] Client dealing (since 2 Sep 2024)
  • Craig Robert Canny Foggo

    IRN CRF01033

    • [FCA CF] Client dealing (9 Dec 2019 to 19 Mar 2024)
    • CF30 Customer (1 Sep 2016 to 8 Dec 2019)
  • David William Street

    IRN DWS01050

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Sep 2016 to 8 Dec 2019)
    • CF1 Director (1 Sep 2016 to 8 Dec 2019)
  • George Franks Gerard Pyper

    IRN GFP01011

    • [FCA CF] Client dealing (since 2 Sep 2025)
  • John Hodder

    IRN JXH03051

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Feb 2018 to 8 Dec 2019)
  • Keneal Patel

    IRN KXP00233

    • [FCA CF] Client dealing (4 Jul 2022 to 31 Mar 2025)
  • Mark Kyffin Palmer

    IRN MKP01028

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Jun 2018 to 8 Dec 2019)
  • Paul William Siveyer

    IRN PWS01033

    • SMF3 Executive Director (since 17 Aug 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF10 Compliance Oversight (1 Sep 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Sep 2016 to 8 Dec 2019)
    • CF30 Customer (1 Sep 2016 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.