Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (1 Sep 2016 to 8 Dec 2019)
    • CF30 Customer (1 Sep 2016 to 8 Dec 2019)
  • N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)

    FRN 124451

    • CF1 Director (24 Nov 2003 to 13 Dec 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 5 Apr 2002)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF21 Investment Adviser (23 Apr 2002 to 10 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

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