Date authorised
1 September 2016
Companies House
10038341
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    First Floor, 7-9 Swallow Street
    London
    W1B 4DE
    ENGLAND
    Phone
    +4402036966620
  • Complaints Contact

    First Floor, 7-9 Swallow Street
    London
    W1B 4DE
    ENGLAND
    Phone
    +4402036966620

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Share, Unit, Warrant

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Share, Unit, Warrant

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Share, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Peter Anthony Ruxton

    IRN PAR01164

    • [FCA CF] Client dealing (9 Dec 2019 to 14 Jul 2022)
    • SMF3 Executive Director (9 Dec 2019 to 14 Jul 2022)
    • CF1 Director (1 Sep 2016 to 8 Dec 2019)
    • CF30 Customer (1 Sep 2016 to 8 Dec 2019)
  • Timothy Peter Dudley

    IRN TPD01026

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Sep 2016 to 8 Dec 2019)
  • Yusuf Dada

    IRN YXD00030

    • [FCA CF] Client dealing (since 28 Jul 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.