TD Execution Services Limited

• Principal Place of Business

  11th Floor

  1 Snowden Street

  London

  EC2A 2DQ

  UNITED KINGDOM

  Phone

  +442070717500

  Web

  https://www.tdsecurities.com

• Complaints Contact

  60 Threadneedle Street

  London

  EC2R 8HP

  UNITED KINGDOM

  Phone

  +442034101188

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• John Holmes

  IRN JXH02388

  • SMF9 Chair of the Governing Body (21 Feb 2020 to 21 Jan 2025)
  • SMF3 Executive Director (9 Dec 2019 to 21 Jan 2025)
  • CF1 Director (24 Oct 2017 to 8 Dec 2019)
• John Overy

  IRN JXO01445

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Feb 2024)
  • CF30 Customer (4 Apr 2018 to 8 Dec 2019)
• John Pieter Gilbert

  IRN JPG01118

  • [FCA CF] Client dealing (since 17 May 2024)
• John Timothy Morgan

  IRN JTM01035

  • [FCA CF] Client dealing (since 16 Mar 2026)
• John William Sidoli

  IRN JWS01141

  • CF30 Customer (19 Mar 2015 to 11 Jan 2016)
• Joseph Lionel Banks

  IRN JXB18372

  • SMF3 Executive Director (since 1 Oct 2024)
  • SMF2 Chief Finance (since 11 Mar 2024)
• Joseph Nicholas Cangemi

  IRN JNC01061

  • CF1 Director (7 Jun 2013 to 1 Jan 2015)
  • CF30 Customer (7 Jun 2013 to 1 Jan 2015)
  • CF3 Chief Executive (7 Jun 2013 to 1 Jan 2015)
• Joseph Russell Nelson

  IRN JRN01032

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2021)
  • CF30 Customer (4 Jun 2019 to 8 Dec 2019)
• Josh Dane Cotter

  IRN JDC01208

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (22 Jun 2015 to 8 Dec 2019)
• Julian Leonard Gooding

  IRN JLG01034

  • CF30 Customer (19 Sep 2008 to 19 Oct 2009)

• Diamondback Software UK Limited (no longer appointed)

  FRN 595632 · Appointed 7 Feb 2013 · Until 25 Mar 2013

No changes recorded yet.